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ACAMS CAMS7 Deutsch Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Detecting and Preventing Financial Crime20%- Investigations and enforcement
  • 1. Regulatory investigations
    • 2. Case management and documentation
      - Financial crime typologies
      • 1. Fraud and corruption schemes
        • 2. Trade-based money laundering
          Topic 2: AML Compliance Framework25%- Compliance program components
          • 1. Internal controls
            • 2. Policies and procedures
              - Roles and responsibilities
              • 1. Governance and oversight
                • 2. Compliance officer duties
                  Topic 3: Risk Management and Due Diligence25%- Customer Due Diligence (CDD/KYC)
                  • 1. Customer identification programs (CIP)
                    • 2. Enhanced due diligence (EDD)
                      - Transaction monitoring and reporting
                      • 1. Suspicious Activity Reports (SAR/STR)
                        • 2. Monitoring systems and typologies
                          Topic 4: Money Laundering and Terrorist Financing Concepts30%- Global AML/CFT standards
                          • 1. International regulatory frameworks
                            • 2. FATF Recommendations
                              - Definitions and stages of money laundering
                              • 1. Terrorist financing typologies
                                • 2. Placement, layering, integration

                                  ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7 Deutsch Version) Sample Questions:

                                  Zu den allgemeinen Risiken und Warnsignalen im Zusammenhang mit Handelsfinanzierungskunden können gehören: (Wählen Sie vier aus.)

                                  • A. Handelsdokumente wie Rechnungen und Akkreditive, die nicht klar formuliert oder in Fremdsprachen verfasst sind
                                  • B. Schwankungen bei den Preisen für Standardwaren und -dienstleistungen
                                  • C. Frachtbriefe, die die Beschreibung der Waren, Mengen und Werte mit Umschlagdetails abgleichen, begründet
                                  • D. Kontoaktivität, die nicht mit dem Zweck des Kontos übereinstimmt
                                  • E. Rechnungen mit Preisen, die deutlich über dem Marktpreis liegen
                                  • F. Transaktionsstrukturen, die unnötig komplex erscheinen
                                  Reveal Solution  Discussion  0

                                  Correct Answer: A,D,F  🗳️

                                  Explanation: Only visible for Pass4Leader members. You can sign-up / login (it's free).

                                  Welche Aussage beschreibt am besten eine organisatorische Herausforderung für Strafverfolgungsbehörden und Financial Intelligence Units (FIUs) bei der Durchführung grenzüberschreitender Ermittlungen zur Geldwäsche (ML)?

                                  • A. Verzögerungen bei den Ermittlungen, weil eine ausländische FIU auf die Ergebnisse von Abfragen Dritter wartet.
                                  • B. Durchführung einer Untersuchung in allen Ländern, über die Gelder aus Geldwäsche transferiert wurden, wenn eines oder mehrere dieser Länder über keine FIU verfügen.
                                  • C. Festlegung eines gemeinsamen Kommunikationsansatzes und einer gemeinsamen Sprache zwischen allen Beteiligten.
                                  • D. Ermittlungen, an denen hochrangige Politiker beteiligt sind, die häufig Einfluss auf die lokale FIU haben.
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B  🗳️

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                                  Was ist der erste Schritt bei der Entwicklung eines effektiven Kontrollrahmens mit einem risikobasierten Ansatz?

                                  • A. Durchführen einer Risikobewertung
                                  • B. Laufende Risikoüberwachung
                                  • C. Bewertung der Risikokontrollen
                                  • D. Einrichten von Risikokontrollen
                                  Reveal Solution  Discussion  0

                                  Correct Answer: A  🗳️

                                  Explanation: Only visible for Pass4Leader members. You can sign-up / login (it's free).

                                  Es gibt zwar legitime Gründe für Treuhand- und Unternehmensdienstleister (TCSPs), einen Treuhandaktionär zu ernennen, doch welches Merkmal eines Treuhandaktionärs birgt das größte Risiko für Finanzkriminalität?

                                  • A. Unterstützung von Nichtansässigen bei der Einhaltung lokaler Eigentumsgesetze
                                  • B. Unterstützung der Unternehmensliquidität und Erleichterung von Exit-Strategien
                                  • C. Gewährung der Anonymität des wirtschaftlich Berechtigten durch Geheimhaltung seiner Identität im öffentlichen Register
                                  • D. Vereinfachung der mit dem Aktienbesitz verbundenen administrativen Aufgaben
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C  🗳️

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                                  Welche Informationen sollten dem Vorstand oder dem zuständigen Fachausschuss bei der Erstellung von Berichten über verdächtige Aktivitäten (SARs) zur Verfügung gestellt werden?

                                  • A. Namen aller Kunden, gegen die im Berichtszeitraum SARs eingereicht wurden
                                  • B. Statistische Daten zu den im Berichtszeitraum eingereichten SARs
                                  • C. Kopien aller SARs, die im Berichtszeitraum eingereicht wurden
                                  • D. Alle möglichen Details der im Berichtszeitraum eingereichten SARs
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B  🗳️

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